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Change from Above / Below

Notes for LG232 Sociolinguistics

by Prof. Peter L. Patrick, U. Essex

 

§       Conscious change (‘from above’) vs. unconscious (‘from below’)

§       Above/below the level of social awareness

 

§       Change from above:

§       Introduced by the dominant social class (not necessarily =the highest one!)

§       Usually borrowings from higher-prestige Speech Communities

§       First appears in careful speech style

§       Inconsistent with the vernacular

§       Correlated with changes in other features

§       Thus may refuse integration into the vernacular system, and achieve the status of a ‘coexistent system’

§       Example: (R)-fulness (=R-insertion) in NYC; sph- words in English

 

 

§       Change from below:

§       Not driven by extra-linguistic (=social) factors:

§       “Systematic changes that appear first in the vernacular, & represent the operation of internal, linguistic factors…

§       May be introduced by any social class” (Labov 1994:79)

§       Local identity and status are primary motivations for this type of change

§        Ex: (aw), (ay) centralization in Martha’s Vineyard (Labov 1963, described in Downes chap. 7)

 

 

Generalizations about social location of Sound Change from below:

(Largely based on urban research into vowel shifts in US cities)

1.  Most advanced changes are found among younger speakers: adolescents, young adults.

2.  Most advanced speakers belong to the ‘interior groups’, centrally located in class/status hierarchy. (LMC, UWC; skilled workers, clerks, teachers, merchants, local activists)

3.  They are speakers with highest local prestige: upwardly-mobile individuals, e.g. from ethnic groups who entered the community recently (3-4 generations ago).

4.  Women are generally more advanced than men in new and vigorous changes.

(Labov 1994 p78, 300)

Social progress of a Sound Change from Below

 

1.  Linguistic change begins: a local pattern, associated with an interior social group.

2.   Symbolic claim to local rights – defense vs. new groups – accelerates its use.

3.   It generalizes throughout the group – associated by others with group’s values.

4.   It spreads to neighbor groups, taking innovators as reference point for values. It gets reinterpreted & accelerated by new groups, on their admission to the social structure.

5.   Opposed linguistic forms come to symbolize overtly opposed social values. It may now remain below consciousness, as a marker; or rise to become a stereotype.

6.   One form wins out. The other is seen as archaic, is stereotyped for humor, & vanishes.

7.   The old form persists in placenames or fixed forms, but as a meaningless irregularity.

(Labov 1994: 300-301)

 

Principal reference: William Labov. 1994. Principles of linguistic change, vol. 1: Internal factors. Oxford: Blackwell.

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Last updated 21 November 2003